{"id":1723,"date":"2021-02-08T17:25:17","date_gmt":"2021-02-08T17:25:17","guid":{"rendered":"https:\/\/www.trccompanies.com\/insights\/nerc-releases-2021-compliance-monitoring-and-enforcement-findings\/"},"modified":"2025-02-17T13:59:11","modified_gmt":"2025-02-17T13:59:11","slug":"nerc-releases-2021-compliance-monitoring-and-enforcement-findings","status":"publish","type":"news-and-insights","link":"https:\/\/www.trccompanies.com\/fr\/insights\/nerc-releases-2021-compliance-monitoring-and-enforcement-findings\/","title":{"rendered":"NERC Releases 2021 Compliance Monitoring and Enforcement Findings"},"content":{"rendered":"<!-- Start Block: acf\/wysiwyg -->\n\n<section class=\"wysiwyg section-padding bg-white\">\n    <div class=\"container-fluid\">\n        \n        <div class=\"row\">\n                            <div class=\"col-lg-8 columns js-animated-content animated-content\">\n                                        <p>Through its annual Compliance Monitoring and Enforcement Program (CMEP) NERC sets high-level priorities for how utilities are monitored based on their unique characteristics and reliability risks. The 2021 CMEP implementation plan (IP) reframes the previous year\u2019s risks and their associated areas of focus. It is important for utilities to review their compliance programs and internal controls to identify opportunities and set priorities for any enhancements or changes that may be needed.<\/p>\n                <\/div>\n                <div class=\"col-lg-4 columns js-animated-content animated-content\">\n                                        <div class=\"wysiwyg__links js-animated-content animated-content\">\n                        <div class=\"wysiwyg__links__top \">\n                                                        <h4>Related Services<\/h4>\n                                                                                    <ul class=\"js-animated-content animated-content\">\n                                                                <li><a href=\"https:\/\/www.trccompanies.com\/markets\/power-and-utilities\/electric-utilities\/\" target=\"_self\">Electric Utilities<\/a><\/li>\n                                                                <li><a href=\"https:\/\/www.trccompanies.com\/services\/regulatory-compliance\/nerc\/\" target=\"_self\">NERC<\/a><\/li>\n                                                                <li><a href=\"https:\/\/www.trccompanies.com\/markets\/power-and-utilities\/\" target=\"_self\">Power and Utilities<\/a><\/li>\n                                                            <\/ul>\n                                                    <\/div>\n                                                                                                            <div class=\"wysiwyg__links__bottom\">\n                                    <a href=\"https:\/\/www.trccompanies.com\/services\" target=\"_self\">View All Services<\/a>\n                                <\/div>\n                                                                                                <\/div>\n                <\/div>\n                    <\/div>\n\n            <\/div>\n<\/section>\n<!-- End Block: acf\/wysiwyg -->\n\n<!-- Start Block: acf\/innerpage-half-text-half-image -->\n\n<section class=\"half-and-half flex-row section-padding image-block-left bg-white text-column-one image-size-cover\">\n    <div class=\"half-and-half-image\">\n        <div class=\"half-and-half-image__wrap\">\n                                                <img decoding=\"async\" width=\"1024\" height=\"683\" src=\"https:\/\/www.trccompanies.com\/wp-content\/uploads\/2024\/10\/GettyImages-1415932486-1-1024x683.jpg\" class=\"object-fit\" alt=\"GettyImages-1415932486-1\" srcset=\"https:\/\/www.trccompanies.com\/wp-content\/uploads\/2024\/10\/GettyImages-1415932486-1-1024x683.jpg 1024w, https:\/\/www.trccompanies.com\/wp-content\/uploads\/2024\/10\/GettyImages-1415932486-1-300x200.jpg 300w, https:\/\/www.trccompanies.com\/wp-content\/uploads\/2024\/10\/GettyImages-1415932486-1-768x512.jpg 768w, https:\/\/www.trccompanies.com\/wp-content\/uploads\/2024\/10\/GettyImages-1415932486-1-1536x1024.jpg 1536w, https:\/\/www.trccompanies.com\/wp-content\/uploads\/2024\/10\/GettyImages-1415932486-1-2048x1365.jpg 2048w, https:\/\/www.trccompanies.com\/wp-content\/uploads\/2024\/10\/GettyImages-1415932486-1-900x600.jpg 900w\" sizes=\"(max-width: 1024px) 100vw, 1024px\" \/>                                    <\/div>\n    <\/div>\n    \n    <div class=\"half-and-half-text\">\n        <div class=\"half-and-half-text__wrapper js-animated-content animated-content\">\n                                        <h2>Risk Identification<\/h2>\n<p>NERC uses the Enterprise Risk-based Compliance Monitoring Framework to identify both risks to the reliability of the Bulk Power System (BPS) and to identify any mitigating factors that may reduce or eliminate the impact of a given reliability risk. In conjunction with the Regions, NERC identifies which risk elements are the most impactful based on data including compliance findings; event analysis experience; performance data analysis; NERC technical committee expertise; and work products. Once identified, these risk elements help prioritize the most critical risks to the reliability of the power system.<\/p>\n<p><a class=\"btn btn-primary\" href=\"https:\/\/www.trccompanies.com\/contact-us\/\">Contact Us<\/a><\/p>\n                    <\/div>\n    <\/div>\n<\/section>\n<!-- End Block: acf\/innerpage-half-text-half-image -->\n\n<!-- Start Block: acf\/wysiwyg -->\n\n<section class=\"wysiwyg section-padding bg-white-fog\">\n    <div class=\"container-fluid\">\n                    <div class=\"wysiwyg__wrapper\">\n        \n        <div class=\"row\">\n                        <div class=\"col-lg-12\">\n                                                                                \n                                                <\/div>\n\n                            <div class=\"col-lg-12 js-animated-content animated-content\">\n                    <h2 style=\"text-align: center;\">New Risk Elements for 2021<\/h2>\n<p style=\"text-align: center;\">Reliability risks are defined to focus compliance monitoring and enforcement activities in the context of the NERC mandatory standards. NERC reviewed and reassessed its 2020 risk elements and adjusted their applicability for 2021 as noted in the table below. The CEMP IP addresses standards and requirements to be considered for monitoring in light of these risks.<\/p>\n<p><img decoding=\"async\" class=\" wp-image-10143 aligncenter\" src=\"https:\/\/www.trccompanies.com\/wp-content\/uploads\/2024\/10\/94bd75b7-nerc-compliance-and-enforcement-risk-elements-table.jpg\" alt=\"\" width=\"671\" height=\"330\" srcset=\"https:\/\/www.trccompanies.com\/wp-content\/uploads\/2024\/10\/94bd75b7-nerc-compliance-and-enforcement-risk-elements-table.jpg 1600w, https:\/\/www.trccompanies.com\/wp-content\/uploads\/2024\/10\/94bd75b7-nerc-compliance-and-enforcement-risk-elements-table-300x148.jpg 300w, https:\/\/www.trccompanies.com\/wp-content\/uploads\/2024\/10\/94bd75b7-nerc-compliance-and-enforcement-risk-elements-table-1024x504.jpg 1024w, https:\/\/www.trccompanies.com\/wp-content\/uploads\/2024\/10\/94bd75b7-nerc-compliance-and-enforcement-risk-elements-table-768x378.jpg 768w, https:\/\/www.trccompanies.com\/wp-content\/uploads\/2024\/10\/94bd75b7-nerc-compliance-and-enforcement-risk-elements-table-1536x756.jpg 1536w, https:\/\/www.trccompanies.com\/wp-content\/uploads\/2024\/10\/94bd75b7-nerc-compliance-and-enforcement-risk-elements-table-1220x600.jpg 1220w, https:\/\/www.trccompanies.com\/wp-content\/uploads\/2024\/10\/94bd75b7-nerc-compliance-and-enforcement-risk-elements-table-1000x492.jpg 1000w, https:\/\/www.trccompanies.com\/wp-content\/uploads\/2024\/10\/94bd75b7-nerc-compliance-and-enforcement-risk-elements-table-700x344.jpg 700w\" sizes=\"(max-width: 671px) 100vw, 671px\" \/><\/p>\n                <\/div>\n                                <\/div>\n\n                    <\/div>\n            <\/div>\n<\/section>\n<!-- End Block: acf\/wysiwyg -->\n\n<!-- Start Block: acf\/wysiwyg -->\n\n<section class=\"wysiwyg section-padding bg-light-gradient\">\n    <div class=\"container-fluid\">\n        \n        <div class=\"row\">\n                        <div class=\"col-lg-12\">\n                                                                                \n                                                <\/div>\n\n                                                                        <div class=\"col-lg-4 \">\n                                                        <div class=\"js-animated-content animated-content\">\n                                <h3>Key Areas of Focus<\/h3>\n<p>Compliance monitoring in 2021 will focus on Transmission and Generator Owners in the areas of Critical Infrastructure Protection, Protection System Misoperations, Transmission Planning and Facilities Ratings.<\/p>\n                            <\/div>\n                        <\/div>\n                                                                                <div class=\"col-lg-4 columns\">\n                                                        <div class=\"js-animated-content animated-content\">\n                                <p><strong>Specifically, compliance programs will need to:<\/strong><\/p>\n<ul>\n<li>Confirm that the compliance requirements are met for:\n<ul>\n<li>Back up Control Centers<\/li>\n<li>Main Control Centers<\/li>\n<li>Data Centers<\/li>\n<li>Generation Facilities<\/li>\n<li>Transmission Lines<\/li>\n<li>Substations<\/li>\n<\/ul>\n<\/li>\n<\/ul>\n                            <\/div>\n                        <\/div>\n                                                                                <div class=\"col-lg-4 columns\">\n                                                        <div class=\"js-animated-content animated-content\">\n                                <ul>\n<li>Ensure that utilities effectively maintain complex programs which handle large amounts of data, e.g., inventories of equipment, managing asset transfers, additions of new equipment, etc.<\/li>\n<li>Ensure that proper analysis and maintenance of protection system operations is conducted.<\/li>\n<li>Ensure that proper analysis and corrective actions resulting from misoperations analysis are implemented.<\/li>\n<li>Ensure that unavailability of major transmission equipment has been considered in the development of a spare equipment strategy.<\/li>\n<\/ul>\n                            <\/div>\n                        <\/div>\n                                                                    <\/div>\n\n            <\/div>\n<\/section>\n<!-- End Block: acf\/wysiwyg -->\n\n<!-- Start Block: acf\/innerpage-promotion-blocks -->\n\n<section class=\"cta-right-image-text\">\n    <div class=\"cta-right-image-text__wrap\">\n        <div class=\"cta-right-image-text__text\">\n            <div class=\"cta-right-image-text__text__wrap js-animated-content animated-content\">\n                <h2>Next Steps<\/h2>\n<p>Given the changes in NERC\u2019s focus, an independent review of\u00a0 your compliance programs will help you stay ahead of evolving regulatory obligations. As your trusted advisor, TRC\u2019s independent review team will assess your\u00a0company\u2019s internal controls and asset compliance management processes, and support any needed program implementation changes.<\/p>\n<p><a class=\"btn btn-primary\" href=\"https:\/\/www.trccompanies.com\/contact-us\/\">Contact Us<\/a><\/p>\n            <\/div>\n        <\/div>\n        <div class=\"cta-right-image-text__image\">\n            <img decoding=\"async\" width=\"2309\" height=\"1299\" src=\"https:\/\/www.trccompanies.com\/wp-content\/uploads\/2024\/10\/GettyImages-1777966592.jpg\" class=\"object-fit\" alt=\"GettyImages-1777966592\" srcset=\"https:\/\/www.trccompanies.com\/wp-content\/uploads\/2024\/10\/GettyImages-1777966592.jpg 2309w, https:\/\/www.trccompanies.com\/wp-content\/uploads\/2024\/10\/GettyImages-1777966592-300x169.jpg 300w, https:\/\/www.trccompanies.com\/wp-content\/uploads\/2024\/10\/GettyImages-1777966592-1024x576.jpg 1024w, https:\/\/www.trccompanies.com\/wp-content\/uploads\/2024\/10\/GettyImages-1777966592-768x432.jpg 768w, https:\/\/www.trccompanies.com\/wp-content\/uploads\/2024\/10\/GettyImages-1777966592-1536x864.jpg 1536w, https:\/\/www.trccompanies.com\/wp-content\/uploads\/2024\/10\/GettyImages-1777966592-2048x1152.jpg 2048w, https:\/\/www.trccompanies.com\/wp-content\/uploads\/2024\/10\/GettyImages-1777966592-1067x600.jpg 1067w\" sizes=\"(max-width: 2309px) 100vw, 2309px\" \/>            <span class=\"top\"><\/span>\n            <span class=\"bottom\"><\/span>\n            <span class=\"left\"><\/span>\n            <span class=\"right\"><\/span>\n        <\/div>\n    <\/div>\n<\/section>\n\n<!-- End Block: acf\/innerpage-promotion-blocks -->\n\n<!-- Start Block: acf\/innerpage-related-materials -->\n<section class=\"material-cards bg-purple-gradient\">\n    <div class=\"container-fluid js-animated-content animated-content\">\n        <div class=\"material-cards__headlines has-limited-item js-animated-content animated-content\">\n            <div class=\"material-card__content js-animated-content animated-content\">\n                <h3>Resources<\/h3>\n            <\/div>\n            <div class=\"material-card__link\">\n                            <\/div>\n        <\/div>\n        <div class=\"row  js-related-marterial-container \" data-item=\"3\">\n                        <div class=\"col-xxs-12 col-lg-4 material-card-item\">\n                <div class=\"material-card\">\n                                            <div class=\"material-card__details \">\n                            <h5 class=\"material-card__title\">\n                                <img decoding=\"async\" width=\"30\" height=\"30\" src=\"https:\/\/www.trccompanies.com\/wp-content\/uploads\/2024\/08\/picture_as_pdf_24dp-black.svg\" class=\"attachment-full size-full\" alt=\"picture_as_pdf_24dp-black\" \/>                                NERC 2021 Compliance Monitoring and Enforcement Program Implementation Plan                            <\/h5>\n                            <p class=\"material-card__description\">Publi\u00e9 novembre 3, 2020<\/p>\n                        <\/div>\n                        <div class=\"material-card__bttn\">\n                                                        <a href=\"https:\/\/www.trccompanies.com\/wp-content\/uploads\/2024\/10\/ERO-CMEP-Implementation-Plan-v2.0-2021.pdf\" target=\"_blank\"><span>t\u00e9l\u00e9charger le fichier<\/span><img decoding=\"async\" width=\"28\" height=\"28\" src=\"https:\/\/www.trccompanies.com\/wp-content\/uploads\/2024\/08\/sim_card_download_24dp-black.svg\" class=\"attachment-full size-full\" alt=\"sim_card_download_24dp-black\" \/><\/a>\n                        <\/div>\n                                    <\/div>\n            <\/div>\n                        <div class=\"col-xxs-12 col-lg-4 material-card-item\">\n                <div class=\"material-card\">\n                                            <div class=\"material-card__details \">\n                            <h5 class=\"material-card__title\">\n                                <img decoding=\"async\" width=\"30\" height=\"30\" src=\"https:\/\/www.trccompanies.com\/wp-content\/uploads\/2024\/08\/picture_as_pdf_24dp-black.svg\" class=\"attachment-full size-full\" alt=\"picture_as_pdf_24dp-black\" \/>                                TRC NERC Compliance Services                            <\/h5>\n                            <p class=\"material-card__description\">Publi\u00e9 <\/p>\n                        <\/div>\n                        <div class=\"material-card__bttn\">\n                                                        <a href=\"https:\/\/www.trccompanies.com\/services\/regulatory-environmental-consulting\/regulatory-compliance\/nerc\/\" target=\"_blank\"><span>t\u00e9l\u00e9charger le fichier<\/span><img decoding=\"async\" width=\"28\" height=\"28\" src=\"https:\/\/www.trccompanies.com\/wp-content\/uploads\/2024\/08\/sim_card_download_24dp-black.svg\" class=\"attachment-full size-full\" alt=\"sim_card_download_24dp-black\" \/><\/a>\n                        <\/div>\n                                    <\/div>\n            <\/div>\n                    <\/div>\n\n        <div class=\"material-cards__bottom text-right hidden-lg\">\n                    <\/div>\n    <\/div>\n<\/section>\n<!-- End Block: acf\/innerpage-related-materials -->\n\n<!-- Start Block: acf\/innerpage-promotion-blocks -->\n\n<section class=\"image-cta\">\n    <img decoding=\"async\" width=\"2121\" height=\"1414\" src=\"https:\/\/www.trccompanies.com\/wp-content\/uploads\/2024\/10\/GettyImages-1339373347-1.jpg\" class=\"image-cta-bg object-fit\" alt=\"GettyImages-1339373347-1\" srcset=\"https:\/\/www.trccompanies.com\/wp-content\/uploads\/2024\/10\/GettyImages-1339373347-1.jpg 2121w, https:\/\/www.trccompanies.com\/wp-content\/uploads\/2024\/10\/GettyImages-1339373347-1-300x200.jpg 300w, https:\/\/www.trccompanies.com\/wp-content\/uploads\/2024\/10\/GettyImages-1339373347-1-1024x683.jpg 1024w, https:\/\/www.trccompanies.com\/wp-content\/uploads\/2024\/10\/GettyImages-1339373347-1-768x512.jpg 768w, https:\/\/www.trccompanies.com\/wp-content\/uploads\/2024\/10\/GettyImages-1339373347-1-1536x1024.jpg 1536w, https:\/\/www.trccompanies.com\/wp-content\/uploads\/2024\/10\/GettyImages-1339373347-1-2048x1365.jpg 2048w, https:\/\/www.trccompanies.com\/wp-content\/uploads\/2024\/10\/GettyImages-1339373347-1-900x600.jpg 900w\" sizes=\"(max-width: 2121px) 100vw, 2121px\" \/>    <div class=\"image-cta-back-curve\">\n        <span class=\"top\"><\/span>\n        <span class=\"bottom\"><\/span>\n        <span class=\"left\"><\/span>\n        <span class=\"right\"><\/span>\n    <\/div>\n    <div class=\"image-cta-front-curve\">\n        <span class=\"top\"><\/span>\n        <span class=\"bottom\"><\/span>\n        <span class=\"left\"><\/span>\n        <span class=\"right\"><\/span>\n    <\/div>\n    <div class=\"image-cta-overlay\">\n        <div class=\"image-cta-content js-animated-content animated-content\">\n            <h2>About TRC<\/h2>\n<p>TRC\u2019s approach to power system planning, design and operations balances solutions that incorporate appropriate standards, regulatory requirements, compliance obligations, best practices, operational goals and budgets. As a trusted partner to both public and private sector clients, we understand power system operations and planning and apply advanced technological solutions to meet the challenges of a constantly evolving business and regulatory landscape.\u00a0 TRC advises numerous clients regarding the technical aspects of their mandatory compliance obligations.<\/p>\n<p><a class=\"btn btn-primary\" href=\"https:\/\/www.trccompanies.com\/contact-us\/\">Contact Us<\/a><\/p>\n        <\/div>\n    <\/div>\n<\/section>\n\n<!-- End Block: acf\/innerpage-promotion-blocks -->\n\n<!-- Start Block: core\/paragraph -->\n<div class=\"container\"><div class=\"row\"><div class=\"col-xxs-12\">\n<p><\/p>\n<\/div><\/div><\/div>\n<!-- End Block: core\/paragraph -->","protected":false},"excerpt":{"rendered":"<p>NERC&rsquo;s 2021 Compliance Monitoring and Enforcement Program reframes the previous year\u2019s risks and their associated areas of focus. Utilities should review their compliance programs and internal controls to determine if enhancement or changes are need to maintain compliance.<\/p>\n","protected":false},"featured_media":10132,"template":"","tags":[596,251,280,300],"news-and-insights-category":[360],"services-category":[],"custom_category":[1010],"class_list":["post-1723","news-and-insights","type-news-and-insights","status-publish","has-post-thumbnail","hentry","tag-electric-utility","tag-nerc","tag-power-and-utilities","tag-regulatory-compliance","news-and-insights-category-regulatory-updates","custom_category-power-utilities-markets"],"acf":[],"yoast_head":"<!-- This site is optimized with the Yoast SEO plugin v26.9 - https:\/\/yoast.com\/product\/yoast-seo-wordpress\/ -->\n<title>NERC Releases 2021 Compliance Monitoring and Enforcement Findings - TRC Companies<\/title>\n<meta name=\"description\" content=\"NERC&#039;s 2021 Compliance Monitoring and Enforcement Program reframes the previous year\u2019s risks and their associated areas of focus. 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